Broker Preparatory Course Series 34 USA American Broker Examination Retail Forex (FINRA)
Broker Preparatory Course Series 34 USA American Broker Examination Retail Forex (FINRA)
£1,500.00 per member
There are a few exceptions to this rule which means that an individual can engage in off-exchange retail forex, these are if:
- the candidate has satisfied the Series 3 or Series 32 proficiency requirement and:
- > Can evidence that they has passed the Series 34 within two years of the date the application is filed or
- > Since the date the candidate passed the Series 34 there has been no period of two consecutive years during which the applicant has not been either registered as an AP/FB, or FCM/RFED/IB/CTA/CPO/LTM that is a Member of NFA; or
- the candidate is registered as an AP/FB/an approved sole proprietor on May 22, 2008, and there has been no period of two consecutive years since that date during which the applicant has not been either registered as an AP/FB, or FCM/RFED/IB/CTA/CPO/LTM that is a Member of NFA.
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