Preparation course SIE American Broker Examination (FINRA)
USA preparation course series SIE American broker exam (FINRA requirement for series 7)
The Securities Industry Essentials® (SIE®) Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.
The SIE is open to anyone aged 18 or older, including students and prospective candidates interested in demonstrating basic industry knowledge to prospective employers. Association with a firm is not required to take the SIE, and results are valid for four years.
Passing the SIE alone does not qualify an individual for registration with a FINRA member firm or to engage in securities business. In order to become registered to engage in securities business, an individual must pass the SIE and a qualification exam appropriate for the type of business the individual will engage in. The individual must be associated with a member firm to take a qualification exam.
- Ability to distinguish yourself from your peers seeking internships or jobs
- Opportunity to jumpstart your career goals
- Immediate notice of your pass/fail status with performance feedback if you fail
- Increased marketability in financial services industry
Information is based on content from https://www.finra.org/registration-exams-ce/qualification-exams/securities-industry-essentials-exam